Why eComms and Trade Surveillance Must Work Together in 2025

In 2025, the SEC has launched a record number of enforcement actions, signaling a new chapter in regulatory scrutiny. As regulators broaden their focus beyond major institutions to mid-market firms, electronic communications (eComms) have emerged as a key area of concern. With channels like WhatsApp and Telegram under the microscope, firms must act quickly to ensure their compliance strategies are robust, integrated, and technology-enabled. This article explores the drivers behind the regulatory clampdown, the risks of non-compliance, and how firms can future-proof their operations by becoming truly ‘regulator ready’.